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SEC Metrics on Reg A+

On 12/31 the SEC published a report on Reg A activity as of Q3 that has some eye-opening bullets. Here are a few of the key metrics, along with my […]

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The Escrow “Problem” for Crowd-Sourced (aka funded) Offerings

Why is it so hard to find a bank that will act as escrow agent for direct-to-the-crowd offerings? There are two primary reasons for this, technology and risk. Technology: banks, law […]

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