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SEC Slaps Reg A Issuer in Industry Wake-Up Call

The industry has just seen the first Reg A issuer get hit by the SEC. Did the SEC cite fraud? No. Did it cite problems with the issuers’ lawyer, accountant, […]

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The SEC just brought action against a firm operating an online platform for EB5 investors for acting as an unregistered broker-dealer: http://www.sec.gov/litigation/admin/2015/34-75268.pdf  This is good timing, considering the article I just […]

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